Chief Compliance Officer: Digital Assets & Broker-Dealer (San Francisco) Job at P2P, San Francisco, CA

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  • P2P
  • San Francisco, CA

Job Description

A digital asset firm is seeking a Compliance Director to lead compliance programs for its broker-dealer and transfer agent operations. The successful candidate will manage compliance with SEC and FINRA regulations, develop internal policies, and oversee audits. A Bachelor's degree, 5+ years in compliance roles, and active FINRA licenses are required. This role offers a competitive salary, benefits, and opportunities for professional growth within a collaborative environment.
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Job Tags

Full time,

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